Thought leadership and advice, ongoing trade support,
and transparent pricing
AAM is a trusted resource for RIAs. Our results-oriented, advisor-centric service model and industry experience differentiates us from the competition by adding real value to your financial practice.
AAM provides RIAs direct access to the structured product markets and custom deals, as well as personalized product trading, marketing resources, and portfolio support.
With 45 years of experience, AAM has the knowledge and resources to help RIAs navigate the bond market, helping to identify pockets of opportunity and assisting with trade execution.
AAM is a major player in the managed account and fund space, partnering with boutique and institutional managers to provide best-in-class asset management specialists to RIAs.
RIAs can leverage AAM’s thought leadership and intellectual capital, including timely market commentary, video library, podcasts, and newsletters. We also offer exclusive insights from our strategic asset management partners through out Access to Alpha webcast series.
AAM is a well-capitalized, full-service broker-dealer committed to providing RIAs with a competitive fixed income and structured products market. With expertise in origination and execution, AAM’s Dealer Sales Desk offers taxable and tax-exempt trading solutions.
In addition to offering a wide range of sales and trading services, AAM provides a library of marketing literature and online education that RIAs can leverage in their financial practice. We also offer CE credit opportunities.
CapitalMarkets@aamlive.com
888.969.2663
Advisors Asset Management, Inc. -- Company Profile
Established in 1979, AAM has become a highly respected financial force providing complete portfolio solutions tailored to the individual needs of financial professionals. Our results-oriented advisor-centric service model and industry experience differentiate us from the competition by adding real value to your financial services business.
For 45 years, AAM has been a trusted resource for financial professionals. The firm offers access to alternatives, exchange-traded funds, the fixed income markets, managed accounts, mutual funds, structured products, and unit investment trusts. AAM is a part of SLC Management, the institutional alternatives and traditional asset management business of Sun Life.
As of December 31, 2025, the brokerage and advised business at AAM represents approximately $12.6 billion in assets. (Assets under supervision represent $6.6 billion in UIT assets. The firm has $3.8 billion in assets under administration that represents the non-proprietary assets for which AAM provides various levels of service, but not investment management. The firm's $2.2 billion in assets under management represents AAM's proprietary separately managed account, mutual fund and ETF assets.
For informational purposes only. Does not pertain to any security product or service and is not an offer or solicitation of an offer to buy or sell any product or service.
CRN: 2024-0411-11611 R (Link 9942)