Structured Product Solutions
Expert advice, ongoing trade support,
and transparent pricing
Diversified Access &
Custom-Built Structures
- Robust calendar with access to deals from all major issuers
- Custom-built structures that encourage issuer competition and transparent pricing
- Expertise in origination with ability to underwrite structured note and CD offerings
Comprehensive Trade
& Ops Support
- Highly experienced Trading Desk
- Secondary trading and liquidity, with the ability to bid and offer positions in the secondary market
- Extensive desk relationships with DVP* capabilities and trade-away accommodations with most custodians
*Delivery versus payment (DVP)
Extensive Sales &
Marketing Support
- Extensive sales support throughout pre- and post-trade life-cycle
- Ongoing portfolio reporting and CUSIP level trade monitoring
- Education, marketing, and due diligence support customized for the RIA
- CE credit opportunities
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VIEW available marketing literature
designed for a retail audience
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Complete the form and an AAM Structured Products Sales Consultant will reach out to you.
SPAsales@aamlive.com
877.769.7031
Advisors Asset Management, Inc. -- Company Profile
Established in 1979, AAM has become a highly respected financial force providing complete portfolio solutions tailored to the individual needs of financial professionals. Our results-oriented advisor-centric service model and industry experience differentiate us from the competition by adding real value to your financial services business.
For 45 years, AAM has been a trusted resource for financial professionals. The firm offers access to alternatives, exchange-traded funds, the fixed income markets, managed accounts, mutual funds, structured products, and unit investment trusts. AAM is a part of SLC Management, the institutional alternatives and traditional asset management business of Sun Life.
For the one-year period ending September 30, 2024, AAM facilitated over $35 billion in combined sales and investments through 16,400 financial professionals industry-wide who accessed AAM’s investment solutions platform. Of the $35 billion, approximately $8 billion were Exchange-Traded Fund (ETF), Managed Account (SMA), Mutual Fund, and Unit Investment Trust (UIT) assets, while $27 billion was in fixed income securities, including bonds and structured products.
For informational purposes only. Does not pertain to any security product or service and is not an offer or solicitation of an offer to buy or sell any product or service.
Structured products are complex and are not suitable for all investors.
Structured Products are sold only by prospectus. Investors should read the prospectus and pricing supplement carefully before investing which contains a detailed explanation of the risks, tax treatment, and other relevant information about the investment. Investors should consult their accounting, legal, or tax advisor.
Advisors Asset Management, Inc. (AAM) is a SEC-registered investment advisor and member FINRA/SIPC.
Registration does not imply a certain level of skill or training.
18925 Base Camp Road | Monument, CO 80132 | (888) 969-2663 | www.aamlive.com
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