A platform that delivers expert advice, ongoing support, and diversified product access
AAM is a leading Structured Product resource for top independent broker/dealers (IBDs) and RIAs across the nation. With a proven track record of delivering innovative and timely Structured Notes and Market-Linked CDs to the market, AAM maintains a flexible and scalable platform which provides broad access to offerings from a wide selection of leading issuers.
5 Reasons Why AAM
AAM helps advisors differentiate their business and grow assets under management using investments designed to capitalize on a specific market view or targeted outcome.
1
Broad & Diverse Access
Long-standing relationships with multiple domestic and foreign issuers affords AAM the ability to provide a robust monthly calendar as well as the ability to price custom deals.
2
Secondary Trading & Liquidity
AAM’s seasoned Trading Desk provides advisors access to the structured products market with the ability to bid and offer positions in the secondary market. We offer extensive trading support, product insights, and market analysis.
3
Customized Sales & Portfolio Support
Experienced professionals provide advisors with ongoing sales and trade support throughout the lifecycle of the structured investment, pre- and post-trade. AAM can also review your structured product holdings and, utilizing third-party sources, provide a detailed credit profile with potential concentration breakdown.
4
Reverse Inquiry Competencies
AAM’s seasoned Trading Desk provides advisors access to the structured products market with the ability to bid and offer positions in the secondary market. We offer extensive trading support, product insights, and market analysis.
5
Marketing & Education Resources
AAM maintains an extensive library of retail-friendly literature designed to help advisors educate investors and properly position structured products in portfolios. Additionally, we have online video education modules to help educate advisors and test their knowledge. CE credits available upon request.
Create Tailored, High-Value Solutions
Diversify investor portfolios without compromising control
Like a fine, tailored suit many investors desire personalized solutions that are suitable for their individual financial needs and objectives.
With a focus on communication and transparency, AAM's reverse inquiry competencies allow us to help advisors create custom structured solutions designed to help investors express specific market views through market participation, potential yield enhancement, portfolio hedging and risk mitigation.
How to purchase?
At the beginning of each month, the Structured Product calendar is posted on the AAM website. Advisors can submit indications of interest (IOIs) during the monthly order period, which are placed at the end of the order period. At issuance, investors will typically receive an allocation amount equal to their IOI.
It is important to note that submitting an indication of interest (IOI) does not guarantee the investor will receive an allocation. If the offering is undersubscribed, meaning too few IOIs are received, the offering may be pulled. Additionally, if market conditions are too volatile, the offering may close earlier than expected by the issuer. In either scenario, AAM will seek to proactively communicate to the advisor if an offering is closing early or will not print. We recommend placing IOIs as soon as received.
Let us know how we can help you!
Structured products are complex and are not suitable for all investors.
Structured Products are sold only by prospectus. Investors should read the prospectus and pricing supplement carefully before investing which contains a detailed explanation of the risks, tax treatment, and other relevant information about the investment. Investors should consult their accounting, legal, or tax advisor.
CRN: 2025-0915-12848 R (Link 11069)